Policies and Procedures

Business Continuity Plan Disclosure Summary

JapanWorks Capital has developed a detailed Business Continuity Plan which address the possibility of a Significant Business Disruption. The following is a summary of that detailed plan.

We have considered a wide scope of Business Disruption scenarios, and believe our plan in all cases provides necessary accessibility for our customers.

In the case of an extended  or extreme emergency or disaster, call the following telephone numbers in the following sequence: 801-375-8170, 801-278-3051, and finally 801-768-2986.

JapanWorks Capital is a member of the Securities Investor Protection Corporation. (SiPC)

JapanWorks Capital believes our Business Continuity Plan is sound and well crafted, but we cannot anticipate every possible scenario, and the plan will be monitored and updated on a regular basis.