Policies and Procedures
In accordance with the SEC Regulation S-P, JapanWorks Capital, LLC is disclosing the following information to the general public.
Information Disclosure Policy:
- JapanWorks Capital does NOT disclose or want the right to disclose any non-public information to any third party unless required by regulation or law.
JapanWorks Capital is committed to protecting the information and privacy of our customers. The following statement discloses in some detail the information we collect, and the policies governing it's use. We encourage you to read the entire statement to learn more about the ways we protect the information we collect.
Catagories of Information Collected:
- We collect information from Applications, Signature Cards,
and other forms that you provide to us such as Name and Address,
Social Security Number, Banking Relations, Employment
Information, Assets, Liabilities, Income, Investment Objectives,
etc.
- JapanWorks Capital has established procedures to review the information for completeness.
Protection of Information Collected:
- JapanWorks Capital has policies and procedures to protect the information we collect and store. JapanWorks takes the security of information very seriously. We maintain physical and electronic safegaurds, and limit access to information to only those employees with a business reason for accessing your information. We adhere to the same standards and procedures for former customers of JapanWorks.